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Finn Dixon & Herling served as legal counsel to Class Valuation in its acquisition of Allstate Appraisal, one of the nation’s longest continuously operating valuation firms. Read more
Finn Dixon & Herling is proud to have seven lawyers awarded in the 2027 edition of The Best Lawyers in America® and six awarded in the 2027 edition of Best Lawyers: Ones to Watch® in America. Read more
Finn Dixon & Herling LLP served as legal counsel to IMS Legal Strategies in its acquisition of Fulcrum Legal Graphics, a trial graphics firm specializing in complex commercial litigation matters. Read more
Changes in regulatory priorities may alter the enforcement landscape, but they do not eliminate the legal, business and reputational risks companies face. Finn Dixon & Herling Litigation attorney Andrew Calamari examines this dynamic in his National Law Review article,... Read more
The Securities and Exchange Commission's recent Corporation Finance Interpretations significantly expand the disclosure obligations applicable to certain activist investment structures and related proxy campaigns. Our latest client alert, written by Cole Mayhew, Charles J.... Read more
Connecticut continues to present compelling opportunities for private equity investors, strategic acquirers and growing businesses, but success requires a clear understanding of the market and evolving regulatory landscape. Read more
FDH Tax chair Michael Spiro will serve as a panelist for an upcoming Strafford, a BARBRI company, live webinar, "Pass-Through Entities: Impact of the 2025 Tax Bill, Key Provisions, Planning Techniques, Limitations," on Thursday, July 30, 2026. Read more
FDH served as U.S. legal counsel to Vistage Worldwide in Vistage’s acquisition of T.E.C. (THE EXECUTIVE COMMITTEE) LTD., a Calgary, Alberta-based licensee of Vistage which provides CEO coaching and peer advisory services across Canada. Read more
FDH Litigation attorneys David R. Allen, Andrew M. Calamari, Deirdre M. Daly and Jeffrey Plotkin recently authored an article, "DOJ White-Collar Enforcement: Key Developments Since Early 2025," published in the 2026 Chambers USA Guide, White-Collar Crime & Government... Read more
FDH served as legal advisor to Super-Sod, Heartwood Partners and its investors in the sale of Super-Sod to Kainos Capital. Super-Sod is an innovative provider of sod, seed, soil, and other landscaping solutions across the southern United States through a vertically integrated... Read more
Finn Dixon & Herling is pleased to announce that Chambers USA has once again recognized the firm and its attorneys among the nation's leading legal practitioners in its 2026 guide. The rankings highlight the firm's strength across corporate transactions, litigation, government... Read more
FDH is proud to share that Michael P. Spiro, Chair of the firm’s Tax Group, has been appointed to the Tax Notes Federal Council of Eminent Persons. A frequent author and speaker, Mike’s practice focuses on providing federal and state tax advice in connection with domestic and... Read more
The SEC has issued a final order increasing the dollar-amount thresholds for net worth and assets under management that clients must meet to be deemed qualified clients. As discussed in a client alert written by our Investment Management team, federally registered and some state... Read more
FDH attorneys David I. Albin and Cole Mayhew authored “Recent Developments on the Implied Covenant of Good Faith and Fair Dealing and Their Implications for Connecticut Law,” a Trends and Developments article appearing in Chambers and Partners (Corporate M&A 2026 USA –... Read more
Finn Dixon & Herling LLP served as legal counsel to Health Monitor Network, a portfolio company of Gridiron Capital, in connection with its acquisition of D+R Lathian. Health Monitor Network is a leading point-of-care marketing company providing engagement solutions for... Read more
Structuring ownership of Qualified Small Business Stock through a partnership presents a number of traps for the unwary, along with unresolved ambiguities. Read more
Debt Finance Partner and Chair of Finn Dixon & Herling LLP’s Wellness Committee, and past Chair of the Connecticut Bar Association’s Wellbeing Committee, Tanyee Cheung has authored an article in the Wellness Issue of CT Lawyer magazine (March/April 2026). In the article,... Read more
FDH served as legal counsel to RFE Investment Partners in connection with the sale of its portfolio company, Hastings Holding Corp., to NPR-Riken Corporation (TSE: 6209). Read more
Finn Dixon & Herling served as legal counsel to Southfield Capital in connection with its majority investment in Metric Search, Ltd., a leading specialized provider of talent solutions and human capital placement services for niche, high-growth sectors, including MedTech, life... Read more
Michael P. Spiro, chair of FDH's Tax practice, led a live webinar on March 19, 2026 for Lorman, a continuing education company that has trained more than 1.4 million professionals on regulations, laws and business changes. Read more
David Albin, co-chair of the FDH’s Corporate/M&A practice and a leader in state and federal bar activities, will be presenting his twentieth annual mini seminar on Mergers and Acquisitions to the Business Law Section of the Connecticut Bar Association on Tuesday, March 10 in New... Read more
Finn Dixon & Herling is proud to announce that nine of our attorneys have been recognized in the newly released Legal 500 Guide for Connecticut, one of the legal industry’s most respected independent rankings. Read more
FDH served as legal counsel to Prelude Growth Partners in connection with its $27 million growth investment in Perelel, a women’s health and wellness supplement company. Prelude Growth Partners led the financing with participation from existing investors including Unilever... Read more
FDH served as legal counsel to Raven Indigenous Capital Partners in connection with its anchor investment, Bim Bam Boo, a Native woman owned sustainable paper products company accelerating national growth. Read more
FDH served as legal counsel to Prelude Growth Partners in connection with its $20 million Series A strategic investment in OneSkin, Inc., a science driven skincare company founded by a team of female PhD scientists. OneSkin develops products rooted in longevity research and... Read more
David I. Albin, Partner at Finn Dixon & Herling LLP, will participate in the American Bar Association Business Law Section’s Mergers & Acquisitions Standalone Committee Meeting, taking place on Saturday, January 31, 2026, in Laguna Beach, California. Read more
FDH served as legal counsel to Heartwood Partners in Heartwood’s sale of Sur-Seal, LLC, a leading provider of highly engineered sealing, thermal management, and custom material converting solutions serving the electric vehicle, mobility, HVAC, medical, and industrial technology... Read more
STAMFORD, CT, January 6, 2026 – Finn Dixon & Herling (FDH) is pleased to announce the well-deserved promotions of Cole Mayhew, Andrea Wienert Mirabito, Dillon Smith and Benjamin Smyser to the position of Partner effective January 1, 2026. “We are incredibly proud to welcome... Read more
Neil Ruben, co-chair of the Business Law Section M&A Committee of the New York State Bar Association and member of the Executive Committee of the NYSBA Business Law Section, will moderate a roundtable at the NYSBA Annual Meeting, with fellow FDH partner Austin J. Pendleton... Read more
Litigation attorneys Jeffrey Plotkin and Eli Yampel authored the article, “Between a Rock and a Hard Place: Defending Against Legally Meritless Claims in FINRA Arbitration” for the November/December 2025 issue of CT Lawyer, the official publication of the Connecticut Bar... Read more
Finn Dixon & Herling LLP has been named in the 2026 edition of Best Law Firms®, earning Tier 1 rankings in multiple practice areas for the Stamford metropolitan region. Best Law Firms® rankings are based on extensive client feedback and peer evaluations assessing quality of... Read more
Finn Dixon & Herling represented Hamilton Robinson Capital Partners (HRCP) in its October 2025 acquisition of Rohner Finishing Systems, a leading provider of highly engineered, integrated finishing systems and controlled environments serving a vast array of industries including... Read more
FDH served as legal counsel to Gridiron Capital and Vistage Worldwide in Vistage’s acquisition of Smart Business Network, a Cleveland-based business media and events company focused on connecting and informing middle-market CEOs, investors, and advisors around M&A and other... Read more
Finn Dixon & Herling LLP served as legal counsel to Moran Towing Corporation in its acquisition of Bisso Towboat Co., Inc. Terms of the transaction were not disclosed. Read more
FDH represented Dubin Clark in its platform acquisition of Rumble Pest Solutions, LLC. Dubin Clark is private equity firm focused on making lead or control investments in branded niche manufacturing, residential home services and event service companies; Rumble Pest is a leading... Read more
Finn Dixon & Herling served as legal counsel to Shoreline Equity Partners and Trivest Partners and their portfolio company, Pave America, in the sale of Pave America to affiliates of AEA Investors and British Columbia Investment Management Corp. Read more
Finn Dixon & Herling served as legal counsel to Aeroservicios USA Inc., a leading provider of new and refurbished ground support equipment (GSE), in the sale of a majority of its shares to CSI Leasing, Inc. Based in Miami, Aeroservicios specializes in reconditioning and... Read more
Finn Dixon & Herling would like to congratulate 13 of our attorneys for being recognized by The Best Lawyers in America® on their 2026 list. Of those attorneys, one was named “Lawyer of the Year” in his practice area and location, and six were identified as “Ones to Watch.” Read more
FDH served as legal advisor to Heartwood Partners, a middle market private equity firm, in the sale of MicroCare Holdings, LLC to BlueSea Capital. MicroCare is a leading provider of precision cleaning, coating, and lubrication solutions used in healthcare, aerospace & defense,... Read more
Finn Dixon & Herling is proud to have achieved Mansfield Certification for 2024–2025, reflecting our steadfast commitment to fairness, transparency, and equal opportunity. Looking ahead, we’re also pleased to confirm our renewed commitment to the 2025– 2026 certification cycle,... Read more
In a first-of-its-kind decision, the Department of Justice (DOJ) recently declined to prosecute a private equity (PE) firm for violations of U.S. sanctions and export laws committed by a newly acquired company – marking the DOJ’s first use of its M&A Safe Harbor Policy. Why It... Read more
This month, effective as of July 27, 2025, the State of Washington will be the first state to have adopted the Uniform Law Commission’s Antitrust Premerger Act (“APNA”). Colorado is following close behind, with an APNA statute that becomes effective on August 6, 2025. Each... Read more
On June 24, 2025, Jeffrey Plotkin will be co-hosting a Celesq/Cerifi Legal Edge live webcast focusing on best practices for handling recurring issues confronted by counsel in FINRA arbitration. Read more
The May/June 2025 issue of CT Lawyer features an article by FDH Debt Finance attorney Tanyee Cheung on the topic, "Taming the Legal Ego: Separating Professional Identity from the Self." The article points out how in legal education and practice, little attention is paid to the... Read more
We are delighted that attorneys David Allen, Andrew M. Calamari, Deirdre Daly and Jeffrey Plotkin were selected to provide a Litigation: White-Collar Crime & Government Investigations Law In-depth Overview in the Chambers USA Guide 2025. In a year that has brought dramatic... Read more
It is our privilege to be a contributor for the Corporate/M&A In-depth Overview in the Chambers USA Guide 2025. Many of our business law clients - in Connecticut and nationally - are acutely aware of a variety of broad trends that have affected deal activity and overall... Read more
Chambers USA, the nation’s preeminent guide to law firms and individual attorneys, has just released its 2025 guide recognizing 10 Finn Dixon & Herling attorneys and the firm’s two leading practice areas. Read more
Finn Dixon & Herling served as legal advisor to Travel Nurse Across America (TNAA), a nationwide healthcare staffing agency and MSP services provider, in a strategic merger with TotalMed, a nationwide clinical travel solutions and MSP services provider. This merger unites two... Read more
This spring, the staff of the Securities and Exchange Commission (the “SEC”) issued a no action letter providing significant new guidance under Rule 506(c) of Regulation D of the Securities Act of 1933 (the “Securities Act”), which allows for general solicitation and general... Read more
Finn Dixon & Herling served as legal counsel to Oak HC/FT, a venture and capital growth equity firm specializing in investments in fintech and healthcare, in raising $60 Million Series B for Akido to expand the reach of ScopeAI, a system that increases clinical capacity and... Read more
FDH served as legal counsel to Equiniti Trust Company, LLC, a portfolio company of Siris Capital Group, in Equiniti’s purchase of the corporate compliance division of Access Newswire Inc. (NYSE American:ACCS) formally known as Issuer Direct Corporation, which included... Read more
FDH served as legal counsel to RFE Investment Partners and PureRed in RFE’s sale of PureRed to Inspired Thinking Group. RFE Investment Partners is a private equity firm focused on making control investments in established lower middle market companies located in the United... Read more
The Board of Regents of the American College of Tax Counsel (the “College”) elected Michael P. Spiro into its ranks as a Fellow at its February meeting held in Los Angeles. The American College of Tax Counsel is a nonprofit association of tax attorneys who are recognized for... Read more
Andrew M. Calamari, a litigation attorney and former director of the U.S. Securities Exchange Commission’s New York Office, was quoted in a February 24 Reuters’ article that discusses the U.S. SEC plans to remove the top leaders at regional offices across the country as part of... Read more
Private Investment Funds partner Zachary Moore and Litigation partner Andrew Calamari recently authored an article, “Using Elements of the PFAR to Develop an All-Weather Approach to SEC Scrutiny of Private Fund Advisers” that was published in the February 20, 2025 issue of... Read more
Finn Dixon & Herling is representing Winged Keel Group (the “Company”) with respect to a strategic investment in the Company by GTCR, a leading private equity firm. As the Company's first outside investor, GTCR will become the majority stakeholder in Winged Keel Group. Read more
Finn Dixon & Herling’s Managing Partner, Chris Craig, was one of three leaders of Connecticut-based law firms who were interviewed by Law360 regarding the challenges and opportunities that lie ahead in the new year for law firms. The article focused on both internal and external... Read more
Neil Ruben, a Corporate law attorney at Finn Dixon & Herling was recently appointed co-chair of the Mergers and Acquisitions Committee of the Business Law Section of the New York State Bar Association (NYSBA). The appointment took place at the NYSBA’s annual meeting in January... Read more
Finn Dixon & Herling Corporate partners Robert Barbieri and Neil Ruben will present on “Current Trends in the Private Equity and M&A Market: 2024 and What to Expect in 2025” at the Annual Meeting of the New York State Bar Association (NYSBA). Read more
Finn Dixon & Herling is pleased to announce that Matthew B. Danzer, Dillon Smith and John T. Torrenti have been promoted to the position of counsel, effective January 1, 2025. Each of the three attorneys have continuously demonstrated a strong command in their areas of practice... Read more
Finn Dixon & Herling represented BearCom, a portfolio company of Siris Capital, in its acquisition of Stone Security. Terms of the transaction were not disclosed. BearCom is a leading end-to-end integrator of advanced voice, security and data solutions. Read more
Finn Dixon & Herling represented On Deck Sports, a portfolio company of M Mountain Capital, in its acquisition of Beacon Athletics and Aer-Flo Sports from BA Holdco, Inc. Read more
On Wednesday, November 13th, FDH partner,Neil Ruben, is co-moderating, and FDH associate, Jeffrey Regester, is participating in, a panel at the New York State Bar Association’s Business Law Section 2024 Fall Meeting, titled, “Practitioners’ Guide to Navigating Negotiation of... Read more
On Thursday, November 14th, FDH attorneys, Michael Spiro and Eitan Ulmer, will lead a panel discussion for the 2024 Federal Tax Institute of New England, presented by the Connecticut Bar Association Estates and Probate Section and Tax Section, which will include various seminars... Read more
In the July/August 2024 Issue of the Connecticut Bar Association’s CT Lawyer Magazine, partner and regular contributor, Tanyee Cheung published an article on “Desk Yoga, Ergonomics, Sleep Education, and Sound Healing” for the Legal Well-Being Week Highlights column. Read more
On November 15th, corporate partner David I. Albin will participate in two CLE panel discussions at this year’s National Mergers & Acquisition Institute, which draws M&A experts from around the country to discuss cutting-edge issues surrounding the negotiation of business... Read more
Members of the firm’s White Collar Crime and SEC Investigations & Examinations practices were selected to participate in the Chambers White-Collar Crime 2024 Global Practice Guide, which features articles from more than 40 jurisdictions worldwide. Read more
On August 28, 2024, the Financial Crimes Enforcement Network (“FinCEN”) issued a final rule (the “Final Rule”)[i] that will significantly impact the obligations of most investment advisers – whether registered or exempt – with respect to anti-money laundering (“AML”) and... Read more
On October 10, 2024, Finn Dixon partner Jeff Plotkin, in his capacity as Chair of Connecticut Legal Services, Inc. (CLS), the State’s largest legal aid agency, and Madeleine Anderson, a CLS Supervisory Attorney, presented at Yale University on the topic of “Considering a Career... Read more
Finn Dixon & Herling (FDH), a law firm that serves as counsel to sophisticated private equity and venture capital firms, corporations, family offices and asset and investment managers on a local national and international level, is proud to announce that it has earned Mansfield... Read more
On October 10th, corporate partner David I. Albin, will explore real-world ethical challenges that can make or break a deal while keeping deal lawyers from being the target of a disciplinary investigation. Read more
On September 20th at 12:00pm EST, litigation partner Jeffrey Plotkin will be joined by Debra A. Jenks, Esq. to present “Unraveling FINRA Arbitration: Strategic Insights for Legal Triumph.” Read more
On September 13, 2024, as part of the ABA Business Law Section’s Fall Meeting, corporate partner David I. Albin participated in two panel discussions. Read more
STAMFORD, CT September 4, 2024 – Finn Dixon & Herling LLP is pleased to announce that Alfred U. Pavlis has returned to the firm as a litigation partner, after serving for the past two years as the First Assistant U.S. Attorney in the District of Connecticut. As the First... Read more
We are proud to announce that Finn Dixon & Herling LLP is reaffirming its commitment to Mansfield Certification for 2024–2025. Read more
Over the past several years, Tanyee Cheung has been a routine contributing author for CT Lawyer Magazine, published by the Connecticut Bar Association. As chair of the firm's Wellness Committee and co-chair of the Connecticut Bar Association's Wellbeing Committee, Tan shares her... Read more
We are pleased to announce that Jennifer Gong and Claire Stevens were elected partners of the Firm effective January 1, 2024. Read more
This article, written byMichael Spiro, chair of the firm’s Tax practice, examines how subchapter K’s approach to holding periods – when combined with the many ambiguities surrounding goodwill – can lead to anomalous results in structuring partnership mergers and acquisitions for... Read more
As many of our clients will already be aware, yesterday a unanimous panel of the U.S. Court of Appeals for the Fifth Circuit (the “Panel”) struck down all of the so-called “Private Fund Adviser Rules” (the “Rules”) recently promulgated by the U.S. Securities and Exchange... Read more
For the 21st year in a row, Finn Dixon & Herling LLP (FDH) has received the highest achievable ranking by Chambers & Partners, a leading business guide that delivers detailed rankings and insights into the world’s top lawyers, legal departments and law firms. The 2024 edition of... Read more
Private Equity and Venture Capital attorney Neil Ruben was one of four panelists at the New York State Bar Association meeting on the topic, “Current Trends in the Private Equity and M&A Markets 2024” that was held on May 20, 2024. Read more
We are pleased to announce that Zachary J. Moore has joined the firm as a partner in its Investment Management Practice. Mr. Moore focuses on the organization and operation of private investment funds across a variety of investment strategies, including private credit, special... Read more
Finn Dixon & Herling LLP announced that Partner, Neil Ruben, has been elected vice-chair of the Mergers and Acquisitions Committee of the Business Law Section of the New York State Bar Association. Read more
Finn Dixon & Herling is proud to join more than 90 leading law firms in the U.S., U.K., and Canada in partnering with Diversity Lab to continue building a culture of inclusion for people with disabilities by implementing various Disability Inclusion Commitments developed by... Read more
On November 16 and 17, 2023, FDH attorneys and business professionals volunteered with Person to Person (“P2P”) at its Stamford warehouse to help sort and assemble food items in support of P2P’s annual distribution of Thanksgiving dinners. Each year, P2P distributes thousands of... Read more
A federal court has ruled in favor of Veronica-May Clark in her lawsuit challenging the Connecticut Department of Correction (DOC)’s failure to treat her gender dysphoria for years. Read more
On October 12, 2023, Finn Dixon partner Jeff Plotkin, in his capacity as Chair of Connecticut Legal Services, Inc. (CLS), the State’s largest legal aid agency, and Madeleine Anderson, a CLS staff attorney, will be presenting at Yale University on the topic of “Connecticut Legal... Read more
Litigation partner David Allen argued before the Seventh Circuit Court of Appeals in an appeal of a commodities trader’s wire fraud convictions for alleged “spoofing.” Read more
Michael Spiro presents webinar on "Mastering Equity Rollovers in M&A Transactions: Strategies for Lawyers" for MyLawCLE and the Federal Bar Association. Please read more or watch the On-Demand program here. Read more
Michael Spiro was elected to serve as Chair of the Tax Section of the Connecticut Bar Association for a two year term commencing July 1, 2023. Read more
Heartwood Partners sale of plastic and metal components manufacturer Parkway Products to Clayens NP Group, a portfolio company of One Equity Partners. Read more
The Corporate/M&A practice and Litigation practice at Finn Dixon & Herling (FDH) have once again received the highest possible ranking from Chambers & Partners. The 2023 edition of Chambers USA ranks FDH as Band I Corporate/M&A (for the 20th straight year) and Band I Litigation... Read more
Michael Spiro presented on the topic of "Carried Interest in an Evolving Landscape" at the Foundation Research Associates Private Investment FundTax Master Class. See More Here. Read more
Represented an SEC-registered investment advisor, as agent and a lender, in connection with a senior secured credit facility made to providers of data centers used for computationally intensive non-mission-critical tasks (including a major focus on cryptocurrency mining).... Read more
Partners Deirdre Daly and David Allen will represent eight Ivy League universities and the Ivy League Council of Presidents in a federal class action in the District of Connecticut brought on behalf of a proposed class of student athletes. The plaintiffs allege that the Ivy... Read more
Represented SBIC Lender GarMark Partners in senior and mezzanine financings in connection with the acquisition of numerous companies, including Capital Pump & Equipment, a specialty pump rental and services platform. Read more
Tanyee Cheung receives 2023 Ladder Award. Read more
Publication
Finn Dixon & Herling LLP is pleased to announce that David Allen, Matt Donaher and Rob Barbieri were elected partners of the Firm, and Ben Arrow, Ben Smyser and Kate Dougherty were promoted to the position of counsel, effective January 1, 2023. Read more
Finn Dixon & Herling secured the dismissal of breach of contract claims levied against an advertising agency in connection with a $700 million rebranding effort at Rite Aid. Read more
On May 23, 2022, former Finn Dixon & Herling (FDH) litigation partner Alfred Pavlis was sworn in as the First Assistant U.S. Attorney for the Connecticut U.S. Attorney's Office. Read more
Finn Dixon & Herling recently raised funds and participated in the annual Hope in Motion Walk and Run for the benefit of patients at the Carl & Dorothy Bennett Cancer Center at Stamford Hospital. Read more
Finn Dixon & Herling welcomed three summer associates and one summer college intern this week. Each student was selected from a highly competitive pool of applicants from top law schools and colleges. Read more
Finn Dixon & Herling represented L Catterton as the lead investor in the Series B round fundraising for Savage X Fenty, a celebrity-backed lingerie brand. Read more
The Women’s Initiative Network recently hosted a personalized flower arranging class for attorneys at the firm. Read more
Finn Dixon & Herling advised Brand Velocity Group on its acquisition of the barbeque grill retailer BBQGuys, alongside former NFL stars including Peyton and Eli Manning. Read more
On April 27, 2020, FDH attorneys were highlighted for their pro bono work on behalf of veterans by the Connecticut Veterans Legal Center. Read more
Represented Metropolitan Partners Group Administration, LLC and its affiliates as agent and lenders in a senior secured loan facility to Global K9 Protection Group, LLC, a Veteran Owned and Operated business focused on delivering reliable, sustainable and compliant cargo... Read more
A Finn Dixon & Herling team won a victory at trial for a Green Mountain Coffee Roasters software administrator who the SEC had charged with insider trading. Read more
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In an article titled “’Historic’ Promotions Boost Stamford Law Firm’s Diversity,” the Stamford Advocate observed the increasing diversity among Finn Dixon & Herling’s partnership. Read more
Publication
Finn Dixon & Herling LLP is pleased to announce that Tamu Lewis, Neil Ruben, and Julia Fish Snowden were elected partners of the Firm, and Thomas Aragona was promoted to the position of counsel, effective January 1, 2019. Read more
Finn Dixon & Herling would like to congratulate our colleague, William Tong, on his victory and election to be the next Attorney General for the State of Connecticut. William has been with the Firm since 2003 in our Litigation Department. During his time at FDH, he also served... Read more
In an appeal to the Second Circuit, a Finn Dixon & Herling team revived a lawsuit against Booz Allen Hamilton Inc. that had been dismissed by a federal trial court. A Second Circuit panel held that that a securities fraud class action stemming from Booz Allen Hamilton’s sale to... Read more
Finn Dixon & Herling vindicated the rights of two executives seeking indemnification for their costs in defending fraud claim arising from the $100 million sale of USES, an environmental cleanup company. Read more
Represented a finance company, as agent and a lender, in connection with a senior secured financing facility made to a leading insurance agency that provides world class asset and lifestyle protection with insurance, risk management, and benefit consulting services for... Read more