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Rebecca Morrow

Rebecca Morrow

Associate
o: 203.325.5028
rmorrow@fdh.com
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Rebecca is an associate in Finn Dixon & Herling’s Investment Management group. She represents investment advisers in connection with the formation, operation, and regulatory compliance of private equity, venture capital, and hedge funds. 

Rebecca has a broad practice, which includes:

  • Formation of private funds and special purpose vehicles
  • Fundraising, including the negotiation of side letters
  • State and federal registration
  • Ongoing regulatory compliance
  • Structuring employee grants of incentive compensation 
  • Counseling investors in connection with beneficial ownership and insider transaction reporting required by the SEC

Prior to joining FDH, Rebecca was an associate in the litigation group at Schulte Roth & Zabel LLP, where she advised clients in connection with regulatory investigations and examinations as well as on compliance with anti-money laundering, anti-bribery, and sanctions laws. 

At FDH, Rebecca is a member of the Women’s Initiative Network. She lives in Manhattan and enjoys traveling.

Associations
  • Connecticut Bar Association
  • New York State Bar Association
  • New York City Bar Association

Highlights

FinCEN Finalizes Rule on AML Requirements for Investment Advisors

On August 28, 2024, the Financial Crimes Enforcement Network (“FinCEN”) issued a final rule (the “Final Rule”)[i] that will significantly impact the obligations of most investment advisers – whether registered or exempt – with respect to anti-money laundering (“AML”) and... Read more