Rebecca Morrow
Associate
(o) 203.325.5028
rmorrow@fdh.com
Vcard
Rebecca is an associate in Finn Dixon & Herling’s Investment Management group. She represents investment advisers in connection with the formation, operation, and regulatory compliance of private equity, venture capital, and hedge funds.
Rebecca has a broad practice, which includes:
- Formation of private funds and special purpose vehicles
- Fundraising, including the negotiation of side letters
- State and federal registration
- Ongoing regulatory compliance
- Structuring employee grants of incentive compensation
- Counseling investors in connection with beneficial ownership and insider transaction reporting required by the SEC
Prior to joining FDH, Rebecca was an associate in the litigation group at Schulte Roth & Zabel LLP, where she advised clients in connection with regulatory investigations and examinations as well as on compliance with anti-money laundering, anti-bribery, and sanctions laws.
At FDH, Rebecca is a member of the Women’s Initiative Network. She lives in Manhattan and enjoys traveling.
Associations
- Connecticut Bar Association
- New York State Bar Association
- New York City Bar Association
Practice Areas
- Fund Formation & Capital Raising
- Family Offices & Institutional Investors
- Independent Sponsors & Co-Investments
- Investment Adviser & Broker-Dealer Registration & Compliance
Previous Experience
- Associate, Schulte Roth & Zabel, LLP
Education
- Cornell Law School, J.D., cum laude
- Managing Editor, Cornell Law Review
- Cornell University, B.S., summa cum laude
Admissions
- Connecticut
- New York
- U.S. District Court for the Southern District of New York
- U.S. District Court for the Eastern District of New York
- U.S. District Court for the District of Connecticut
o: 203.325.5028
rmorrow@fdh.com
Vcard
Rebecca is an associate in Finn Dixon & Herling’s Investment Management group. She represents investment advisers in connection with the formation, operation, and regulatory compliance of private equity, venture capital, and hedge funds.
Rebecca has a broad practice, which includes:
- Formation of private funds and special purpose vehicles
- Fundraising, including the negotiation of side letters
- State and federal registration
- Ongoing regulatory compliance
- Structuring employee grants of incentive compensation
- Counseling investors in connection with beneficial ownership and insider transaction reporting required by the SEC
Prior to joining FDH, Rebecca was an associate in the litigation group at Schulte Roth & Zabel LLP, where she advised clients in connection with regulatory investigations and examinations as well as on compliance with anti-money laundering, anti-bribery, and sanctions laws.
At FDH, Rebecca is a member of the Women’s Initiative Network. She lives in Manhattan and enjoys traveling.
Associations
- Connecticut Bar Association
- New York State Bar Association
- New York City Bar Association
Practice Areas
- Fund Formation & Capital Raising
- Family Offices & Institutional Investors
- Independent Sponsors & Co-Investments
- Investment Adviser & Broker-Dealer Registration & Compliance
Previous Experience
- Associate, Schulte Roth & Zabel, LLP
Education
- Cornell Law School, J.D., cum laude
- Managing Editor, Cornell Law Review
- Cornell University, B.S., summa cum laude
Admissions
- Connecticut
- New York
- U.S. District Court for the Southern District of New York
- U.S. District Court for the Eastern District of New York
- U.S. District Court for the District of Connecticut
Highlights
On August 28, 2024, the Financial Crimes Enforcement Network (“FinCEN”) issued a final rule (the “Final Rule”)[i] that will significantly impact the obligations of most investment advisers – whether registered or exempt – with respect to anti-money laundering (“AML”) and... Read more