On June 24, 2025, Jeffrey Plotkin will be co-hosting a Celesq/Cerifi Legal Edge live webcast focusing on best practices for handling recurring issues confronted by counsel in FINRA arbitration.
FINRA arbitration, an alternative dispute resolution process that is mandatory for most broker-dealer customer and industry disputes, is a quirky process that poses many unique and difficult challenges for legal counsel with little to no experience with the process. Even for seasoned practitioners in the FINRA forum, challenges abound.
Jeff’s presentation will address strategic considerations in defending against legally meritless claims. The webinar will also address FINRA’s arcane process of arbitrator selection and provide insights on how to best identify and rank qualified and potentially receptive arbitrators.
Jeff, a former SEC Enforcement attorney, routinely represents clients in arbitration proceedings before FINRA Dispute Resolution, JAMS and other arbitration venues.
This one-hour, live webcast is eligible for 1-hour of CLE credit in select jurisdictions. For additional information and registration details, please visit the Celesq® website here.